| 1. | Over - the - counter securities exchange
柜台买卖中心 |
| 2. | Bonds borrowed through the securities lending system of an over - the - counter securities market
二、自证券柜台买卖中心借券系统借入者。 |
| 3. | As collateral to borrow securities through the securities lending system of an over - the - counter securities market
一、作为向证券柜台买卖中心借券系统借券之担保。 |
| 4. | Have not been subject to any measures taken by a securities exchange , an over - the - counter securities market , or a futures exchange during the most recent year under its rules and regulations involving suspension of or restriction on trading activities
七、最近一年未曾受证券交易所、证券柜台买卖中心或期货交易所依其章则为处以停止或限制买卖之处置。 |
| 5. | The calculation of value , substitution , and ratios with respect to collateral and time limits for meeting margin calls shall be prepared by the securities exchange in joint consultation with the over - the - counter securities market , and submitted to the competent authority for ratification
担保品价值之计算方式、更换、比率及补缴期限，由证券交易所会同证券柜台买卖中心拟订，报请主管机关核定。 |
| 6. | The regulations on trading and settlement are all listed on " roc over - the - counter securities exchange criteria governing review of securities traded on over - the - counter markets " and investors may search relative regulations by clicking " law inquiries " under gtsm website
有关债券市场之交易给付结算及管理等具体规定，皆列于证券柜台买卖中心证券商营业处所买卖有价证券业务规则及其他相关法规中，投资人可在本中心网站查询或迳洽本中心。 |
| 7. | Article 21 a securities firm shall on a daily basis transmit information about the transaction amount , transaction details , and outstanding balance with respect to securities lending transactions for each customer , to the securities exchange or the over - the - counter securities market , and the latter shall compile such information and publish the outstanding amount of all securities lending transactions before the opening of market on the next business day
第21条证券商应每日将其客户借贷额度、借贷之交易明细与馀额等资料传送证券交易所及证券柜台买卖中心，由证券交易所及证券柜台买卖中心汇计，于次一营业日开市前公告有价证券借贷交易馀额。 |
| 8. | A securities firm shall transmit the information about any delivery and redelivery of underlying securities and collateral securities to the securities exchange or the over - the - counter securities market , with a copy to the centralized securities depository enterprise for delivery of the securities by book - entry transfer , or a notice to the clearing bank for account transfer registration
证券商应将标的证券及担保品证券之交付及返还等资料传送证券交易所及证券柜台买卖中心，转知证券集中保管事业办理有价证券拨付作业，或通知清算银行办理转帐登记。 |
