| 1. | Providing guidance to registered institutions on frequently raised questions on the ordinances
，解答注册机构就该两条条例常见的疑问。 |
| 2. | All registered institutions and deemed registered institutions are placed under the supervision of the hkma
所有注册机构及当作注册机构均受金管局监管。 |
| 3. | The sfc and the hkma share responsibility for the regulation and supervision of registered institutions
证监会及金管局共同承担注册机构的规管和监察的责任。 |
| 4. | Update on migration of deemed registered institutions under the securities and futures ordinance - end of transitional period
当作注册机构根据证券及期货条例申请过渡至新制度的过渡期结束 |
| 5. | Fit and proper assessment for regulated activities : points to note for registered institutions and their relevant individuals
受规管活动的适当人选评审准则：适用于注册机构及其有关人士的要点提示 |
| 6. | Only those individuals whose names are entered in the hkma register may engage in regulated activities for a registered institution
只有其姓名已列入金管局纪录册的人士才可为注册机构进行受规管活动。 |
| 7. | Press release : update on migration of deemed registered institutions under the securities and futures ordinance - end of transitional period
新闻稿：当作注册机构根据证券及期货条例申请过渡至新制度的过渡期结束 |
| 8. | The management of registered institutions should be vigilant in ensuring compliance with applicable laws and regulations when conducting regulated activities
在进行受规管活动时，注册机构的管理层要时刻保持警惕，确保遵守所有适用的法律及监管规定。 |
| 9. | The sfc expects the same standard from registered institutions as from licensees , and will impose the same punishment for non - compliance of the above legislation
证监会期望注册机构能达到与持牌人相同的标准，并会对不遵从上述法例的人士施加相同惩罚。 |
