| 1. | Websites are division of globalink securities , inc . member nasd sipc
上列网站皆为美国格林证券公司属下一个部门 |
| 2. | Websites are division of globalink securities , inc . member nasd & sipc
上列网站皆为美国格林证券公司属下一个部门 |
| 3. | Activities of account executives are overseen by the sec and the nasd
证券交易委员会和全美证券交易商协会监管经纪人的工作。 |
| 4. | Today nasdaq and nasd have separate managements , boards of directors and chairmen
如今，纳斯达克与全美证券交易商协会已分离了各自的管理层、董事会和董事长。 |
| 5. | The action against jack grubman is being brought in conjunction with actions by the nasd , nyse and nyag
投资银行违反诚信义务，有关负责人和业务人员也必须承担相应的责任。 |
| 6. | That would allow us to sever all our ties from the nasd and any possible conflict would be eliminated
那样我们就能切断与全美证券交易商协会的一切关联，并消除一切可能的冲突。 |
| 7. | Violation of nasd and nyse rules by failing to supervise 72 . paragraphs 1 - 59 are alleged and incorporated by reference herein
王铁崖主编：国际法，法律出版社1995年版，第66页。 |
| 8. | It had approximately 450 billion in assets under management as of may 31 , 2002 . morgan stanley is a member of nyse and nasd
虽然，这种磋商属于wto多边框架内非司法解决争端的方式，但是，也必须在相关规则指导下进行。 |
| 9. | All ten firms failed to maintain appropriate supervision over their research and investment banking operations in violation of nasd rule 3010 and nyse rule 342
其中最突出的处罚还表现在对花旗银行董事长sandy weill的重罚上。 |
| 10. | Placing selling pressure on a stock in an attempt to keep its price low or to move its price lower , in violation of nasd rules
是指投资者试图将某只股票的价格压低或者把价格维持在该股票期权合同的履约价格以下来获取一定私利，是一种违法的行为。 |
