| 1. | Preferential shares solicited accepted
索取收受优先配股权 |
| 2. | Former chairman cum convenor of listing committee solicits accepts preferential shares from the financial consultant
前主席兼上市委员会召集人向财务顾问索取或接受优先配股 |
| 3. | Buy low , sell high at the opening of the trial , the prosecutor pointed out that many financial consultants and sub - underwriters were under pressure to allot preferential shares to the listing committee
案件聆讯期间，主控官向法庭指出，许多财务顾问或分包销商都是在压力下答允上市委员会的要求而提供优先配股。 |
| 4. | The manager admitted to a number of share allocation incidents which closely matched with the investigative results . as anticipated , the cooperation of the listing manager was quickly proving to be a major breakthrough
祁国利以这本笔记为蓝本，向上市部经理仔细查问及印证了多项上市优先配股的安排和涉案人士参与分饼仔的详细资料。 |
| 5. | The icac arrests the now former sehk chairman , the listing manager and another suspect on suspicion of having accepted preferential allocations of shares from companies seeking listings . the trio is released on bail . on the same day , other sehk committee members are asked to distance themselves from the exchange s work while the investigation is under way
廉署逮捕前联交所主席上市部经理及另一涉案人士，指他们涉嫌收受申请上市的公司优先配股，作为批准该等公司上市的报酬，三人获准保释候查同日，部分联交所委员被要求立即停止处理与联交所有关的工作，直至廉署调查工作完成为止。 |
| 6. | As task force investigators sifted through the evidence a major breakthrough came from an unsuspected source . among the pile of documents was a hand - written memo that clearly recorded how the departing sehk chairman and some individuals had distributed among themselves preferential shares allocated by companies applying for listing . furthermore , the handwriting belonged to the head of the listing manager of the sehk
夹杂于如山的文件堆中的便条上面清楚记录著即将卸任的联交所主席和其他人士如何分配从申请上市公司获得的优先配股，小组更发现手稿的笔迹原来是属于当时联交所的上市部主管，于是锁定他为目标人物，深入追查。 |
| 7. | The investigation also uncovered another " feature " in the application process . since the committee had the power to negotiate the listing share price with the applicant during the vetting process , committee members might contrive to suppress the price before obtaining preferential shares . and when the company was formally listed and share price surged , they could cash in their shares for handsome profits
调查亦发现，由于上市委员会在批核申请过程中，有权就建议上市的股价与申请公司磋商，委员往往可在获得优先配股前，先将上市价压低，这样，当公司股票正式上市，股价便有机会以较大幅度上扬，从中获利。 |
| 8. | The icac arrests the now former sehk chairman , the listing manager and another suspect on suspicion of having accepted preferential allocations of shares from companies seeking listings . the trio is released on bail . on the same day , other sehk committee members are asked to distance themselves from the exchange s work while the investigation is under way
廉署逮捕前联交所主席、上市部经理及另一涉案人士，指他们涉嫌收受申请上市的公司优先配股，作为批准该等公司上市的报酬，三人获准保释候查；同日，部分联交所委员被要求立即停止处理与联交所有关的工作，直至廉署调查工作完成为止。 |
