| 1. | Gifts of cash or cash value vouchers may not be accepted from barrick ' s business associates under any circumstances
不论处于任何情况，都不得接受巴力克业务关联人的任何现金礼物或有价证券。 |
| 2. | Related trade refers to an item - arranged activity that involves transferring assets or obligation between related entities
关联交易是指发生在关联人之间的有关转移资源或义务的事项安排行为。 |
| 3. | Interrelated transcations , also called " transcations between interrelated sides " , or " associated transcations " , are actually transcations concluded between interrelated sides
关联交易，又称为“关联方交易” 、 “关连交易” ，其实质就是在关联人之间进行的交易。 |
| 4. | As a transaction between connected dealers , affiliated transaction is widely practiced as a means for profits because of its advantages of decreasing transaction cost and expanding business
关联交易是关联人之间进行的交易，因其具有降低交易成本、促进企业规模经营的功能，而被关联各方作为追求利润的手段，在实践中广泛运用。 |
| 5. | The securities and exchange commission of usa voted to publish for comment a rule proposal that also took action to adopt provisions t o exempt transactions between investment companies and affiliated persons in august 2002
对关联交易进行法律规制的前提是首先要界定关联人的范围，而我国《公司法》和《证券法》并没有对关联人作出界定。 |
| 6. | Two factors should be considered when affirming the predicament of connected person : one is whether the relation of controlling is existing ; the other is the relation of serious influence is existing
关联交易的定义标准各异，共同之处在于强调发生于关联人之间。本文认为，对关联人的范畴认定主要考虑两点：第一，是否存在控制关系。第二，是否存在重大影响关系。 |
| 7. | The listed companies in china mostly derive from the state - owned enterprises , so they always keep close connection with each other in many aspects , for example capital , staff , business and finance . affiliated transaction is the most important way they use
笔者认为，应采用列举式和概括式相结合的立法模式，设立兜底条款：关联人的范围包括： … … “与上市公司有其他利害关系，足以影响上市公司与其之间的交易的” 。 |
| 8. | The first chapter is a summary about related transactions of the listed companies , defines the connotation and the extension of related people and related transactions , expounds systematically the legal characteristics of related transactions , and reaches a conclusion that the related transactions have advantages and disadvantages two natures through economic analysis to the related transactions
基于以上思路，本文分四章进行论述。第一章为上市公司关联交易概论，对关联人、关联交易的内涵与外延进行了明确界定，系统阐述了上市公司关联交易的法律特征，得出关联交易利弊两面性的结论。 |
| 9. | But related transactions happen between special parties which have controlling and affecting relevant relations , when lacking of correspond regulations of law , in order to buck for some unfair interests , related parties and listed companies are usually apt to distort terms of exchange , which making the related transactions unfair . unfair related transactions will affect the interests of our country , minor stockholders and creditors , will affect the achievements and long - term development of the listed companies , indee d will affect the healthy and normative development of the securities market
但是关联交易发生在彼此存在控制与被控制、影响与被影响的关联关系的特定主体之间，若缺乏相应法律监管和机制监管，为谋求一些不正当的利益，关联人和上市公司往往容易扭曲交易条件，会造成公司关联交易的不公正，从而影响到了国家、少数股东、债权人的利益以及上市公司自身的业绩和长远发展，甚至会影响证券市场的健康、规范发展。 |
| 10. | The research on , therefore , the definition , nature and range of interrelated sides becomes the basic issue of the research on interrelated transcations . the first part of the paper analyzes the features , range of interrelated transcations and their impact on the corporation system by comparison and analysis of the varied definitions made by different countries and regions on interrelated transcations and interrelated sides
因此，研究关联人的概念、性质、范围，就成为研究关联交易的基础性问题。在本文的第一部分，通过对各国、地区对关联交易、关联人所作定义的分析比较，对关联交易的特征、范围以及关联交易对公司法人制度的冲击等问题作了一定的阐述。 |
