| 1. | They have to cease to carry on all regulated activities on 1 april 2005 后者须于年月日起停止进行所有受规管活动。 |
| 2. | Guideline on supervision of regulated activities of sfc - registered authorized institutions 关于监管已获证监会注册的认可机构的受规管活动的指引 |
| 3. | Make more explicit the monetary authoritys power to supervise the regulated activities of exempt ais 更清楚说明金融管理专员就监管豁免认可机构受规管活动的权力 |
| 4. | Press release : guideline on supervision of regulated activities of sfc - registered authorized institutions 新闻稿:关于监管已获证监会注册的认可机构的受规管活动的指引 |
| 5. | Provide for the keeping of a register by the hkma of employees of exempt ais involved in regulated activities 规定金管局必须保存一份豁免认可机构内涉及受规管活动的雇员的名册 |
| 6. | Fit and proper assessment for regulated activities : points to note for registered institutions and their relevant individuals 受规管活动的适当人选评审准则:适用于注册机构及其有关人士的要点提示 |
| 7. | Only those individuals whose names are entered in the hkma register may engage in regulated activities for a registered institution 只有其姓名已列入金管局纪录册的人士才可为注册机构进行受规管活动。 |
| 8. | He is also a relevant individual engaged by wing lung bank limited in respect of type 1 dealing in securities regulated activity 他亦是就第1类证券交易受规管活动而获永隆银行有限公司聘用的有关人士。 |
| 9. | Provide for powers for the hkma to issue a public reprimand to exempt ais which have committed misconduct in regulated activities 赋予金管局权力对豁免认可机构在受规管活动范围内的不当行为发出公开谴责。 |
| 10. | The same transitional arrangements applied to securities brokers , which could carry on regulated activities as deemed licensed corporations 上述过渡安排同样适用于证券经纪,后者可以当作持牌法团的身分进行受规管活动。 |