| 1. | Imposing a limit on the re - pledging of margin clients collateral " re - pledging limit " ; and 设立保证金客户抵押品的转按上限及b |
| 2. | Imposing a limit on the re - pledging of margin clients collateral ( " re - pledging limit " ) ; and 设立保证金客户抵押品的转按上限;及( b ) |
| 3. | B adjusting the haircut percentages applied to margin clients collateral under the securities and futures frr 调整根据证券及期货财政资源规则适用于保证金客户抵押品的扣减百分率。 |
| 4. | Adjusting the haircut percentages applied to margin clients collateral under the securities and futures frr 调整根据《证券及期货(财政资源)规则》适用于保证金客户抵押品的扣减百分率。 |
| 5. | While sfc supported segregation as a long - term goal , sfc considered adopting a re - pledging limit for clients collateral in the short to medium term 证监会赞成把借款与无借款保证金客户抵押品完全分开存放作为长远目标,同时考虑在短期至中期内就客户抵押品设定转按上限。 |
| 6. | Sfc advised that it had conducted a number of meetings with brokers associations in 2005 and studied the viability of complete segregation of borrowing and non - borrowing margin clients collateral 证监会表示曾在2005年与多个经纪业协会举行多次会议,并研究把借款与无借款保证金客户抵押品完全分开存放的可行性。 |
| 7. | Members suggested that sfc should review the arrangement for firms to pool and re - pledge clients securities and consider the need to tailor regulatory capital requirements on firms based on the risk levels of their businesses 委员建议证监会应检讨商号将客户抵押品汇集继而转按的做法,以及研究是否需要按照商号的业务性质所产生的风险,来订立相应的监管资本规定。 |
| 8. | Members suggested that sfc should review the arrangement for firms to pool and re - pledge clients securities and consider the need to tailor regulatory capital requirements on firms based on the risk levels of their businesses 委员建议证监会应检讨商号将客户抵押品汇集继而转按的做法,以及研究是否需要按照商号的业务性质所产生的风险,来订立相应的监管资本规定。 |