| 1. | Hkma register of securities staff of authorized institutions
认可机构证券业务员工纪录册英文版 |
| 2. | Hkma register of securities staff of authority institutions
认可机构证券业务员工纪录册英文版本 |
| 3. | Hkma register of securities staff of authorized institutions
金管局推出有关认可机构证券业务员工纪录册 |
| 4. | Securities - related activities of authorized institutions : key issues for staff
认可机构证券业务：员工注意事项 |
| 5. | The regulatory regime for authorized institutions securities business was also developed
此外，金管局亦于年内拟定认可机构证券业务的监管架构。 |
| 6. | Press release : hkma register of securities staff of authorized institutions hkma register of securities staff of authorized institutions
新闻稿：金管局推出有关认可机构证券业务员工纪录册 |
| 7. | Depending on the outcome of the legislative process , the hkma will make detailed preparations for implementing the new regulatory regime set out in the
加强认可机构证券业务的监管视乎立法程序的结果，金管局会就推行 |
| 8. | Within the hkma , the main preparatory work for the new regime during the year was the development of the electronic register of ais securities staff
就金管局而言，年内就新架构进行的主要准备工作是发展认可机构证券业务员工的电子化纪录册。 |
| 9. | Procedural enhancements and , where necessary , legislative changes will be introduced to improve the securities regulatory regime for ais in the light of experience with administering the current regime
金管局会因应执行现有制度的经验，完善有关程序，并在有需要时透过修订法例，改进监管认可机构证券业务的制度。 |
| 10. | Article 9 the state audit authority shall , in accordance with law and through auditing , supervise stock exchanges , securities firms , securities registration and clearing institutions and the securities regulatory authority
第九条国家审计机关对证券交易所证券公司证券登记结算机构证券监督管理机构，依法进行审计监督。 |
