| 1. | 9 other attachments as required by the sfc
九其他经证期会规定应检附之文件。 |
| 2. | Other items required by the sfc
一五其他经证期会规定应记载事项。 |
| 3. | 12where the sfc believes it is necessary to protect the public interest
一二其他证期会为保护公益认有必要者。 |
| 4. | 4other violations of these regulations or any other restrictions and prohibitions imposed by the sfc at the time of granting the approval
四其他有违反本办法规定或证期会于核准申请时之限制或禁止规定者。 |
| 5. | The upper limit for calculation of the fees and remuneration referred to in items 4 , 8 , 9 , and 10 of the preceding paragraph shall be set by the sfc
前项第四款、第八款、第九款、第十款之费用及所受报酬之计算上限，由证期会定之。 |
| 6. | The securities investment trust association may establish a standardized agreement for the securities investment trust contract , and report to the sfc for approval
证券投资信?商业同业公会得对证券投资信?契约拟订定型化契约，报经证期会核定。 |
| 7. | Article 6 for securities investment trust enterprises investing roc raised securities investment trust funds in foreign securities , the categories and scope of investment shall be set by the sfc
第6条证券投资信?事业于国内募集证券投资信?基金投资外国有价证券，其种类及范围由证期会定之。 |
| 8. | The trading ratio , scope and relevant procedures for securities investment trust enterprise using the securities investment trust fund to engage in securities related product transactions shall be prescribed by the sfc
证券投资信?事业运用证券投资信?基金从事证券相关商品之交易；其交易比率、范围及相关作业程序，由证期会定之。 |
| 9. | The sfc shall review the documents supplied by the securities investment trust enterprise , and if no abnormalities are found , the sfc shall approve the application within 30 days of receiving it or receiving the amendments thereto
证期会对证券投资信?事业所提相关书件予以审查，如未发现异常情事，证期会应于受理申请核准或最后补正送达日起三十日内核准。 |
| 10. | The above shall not be applicable where an application for offering or additional offering of securities investment trust fund involves foreign exchange matters , or the scope of the investment and terms of issuance are different from the currently issued securities investment trust fund , or where the sfc believes it is necessary to protect the rights of the public
但其申请募集或追加募集证券投资信?基金涉及外汇业务、其投资范围及发行条件与现有发行之证券投资信?基金显有不同情事，或证期会为保护公益认有必要者，不在此限。 |
