| 1. | First1y , the contract of the investor and the investment company 第一,基金投资者与基金持有人的合约设计。 |
| 2. | The final aim of mutual funds " governance is to protect the benefits of fund holder 证券投资基金治理的最终目标就是为了切实保护基金持有人的利益。 |
| 3. | As a first step to full implementation , an assessment of the current situation of a country s compliance with the core principles should take place 在履行这些监管责任的时候,受托人必须是仅仅为了基金持有人的利益而行事。 |
| 4. | First of all , the author discusses the conception o f fiduciary relationship , fiduciary duty , skill and care duty and loyalty duty 基金管理人与基金持有人的关系是一种委托关系。在本章的第三节对基金管理人的注意义务进行了探讨。 |
| 5. | Since 1995 , ten joint reports have been issued dealing with the management , reporting and disclosure of the derivatives activities of banks and securities firms 而且,如果有可能的话,基金经理人在委托起管理责任之时还应该征得基金持有人的认可。 |
| 6. | So it is necessary to establish an efficient internal restrictive mode to compel the trustee manage fund assets consciously to maximize the profits of fund holders 因此,有必要构建一个良好的内部约束机制,使受托人能自觉的以基金持有人的利益最大化为目标进行资产管理。 |
| 7. | As the most developed country in fund industry , the us resorts to implementing a sound and practical civil response mechanism for the purpose of investor protection 作为全球基金业最发达的国家,美国正是通过构建一套完整可行的民事诉讼机制以实现对受害基金持有人的救济。 |
| 8. | Obviously , the civil responsible mechanism is the priority legal weapon that fund shareholders turn to for the purpose of safeguarding themselves when their rights are being threatened 面对基金管理人侵害基金利益的种种不当行为,民事诉讼无疑将成为基金持有人维权首选的法律武器。 |
| 9. | In the internal governance of the investment fund , the article discusses the manger ’ s duty , the custodian ’ s supervision , the unit holder meeting and the unit holder ’ s litigation 投资基金的内部治理主要讨论了基金管理人的义务、托管人制度和基金持有人大会制度和基金持有人诉讼的制度。 |
| 10. | Basing on the trust of the ethnical standards and the expert skills of fund managers , fundholders hand over their assets to fund managers , expecting a certain level of risk return 基金持有人基于对管理人专业能力的信任,通过购买基金股份或信托单位将资金交由基金经理管理,以期获取一定的风险报酬。 |