| 1. | Article 130 the stocks issued by a company may be registered stocks or unregistered stocks
第一百三十条公司发行的股票，可以为记名股票，也可以为无记名股票。 |
| 2. | A company issuing unregistered stocks shall record the amount , serial numbers and issuance date of the stocks
发行无记名股票的，公司应当记载其股票数量、编号及发行日期。 |
| 3. | Share certificates issued to the public may be in the form of either registered share certificates or bearer share certificates
对社会公众发行的股票，可以为记名股票，也可以为无记名股票。 |
| 4. | A company issuing bearer share certificates shall record the number of such share certificates , their serial numbers and their issuing dates
发行无记名股票的，公司应当记载其股票数量、编号及发行日期。 |
| 5. | Article 141 the transfer of an unregistered stock becomes valid as soon as the stockholder delivers the stock to the transferee
第一百四十一条无记名股票的转让，由股东将该股票交付给受让人后即发生转让的效力。 |
| 6. | Article 146 assignment of bearer share certificates takes effect upon delivery thereof by the shareholder to the assignee at a lawfully established securities exchange
第一百四十六条：无记名股票的转让，由股东在依法设立的证券交易场所将该股票交付给受让人后即发生转让的效力。 |
| 7. | If the holders of unregistered stocks attend the shareholders ' meeting , they shall have their stocks preserved in the company during the period from 5 days before the meeting is held to the day when the shareholders ' meeting is closed
无记名股票持有人出席股东大会会议的，应当于会议召开五日前至股东大会闭会时将股票交存于公司。 |
| 8. | We have undertaken an analysis on two opposite viewpoints concerning the accumulating voting right system from the concept and emerging process of the accumulating voting right , and concluded that we should legislate on the accumulating voting right in the company law of china , i . e . , we should regulate on the accumulating voting rights of shareholders in voting the directors and supervisors
如果股东持有的是无记名股票，则应当在股东大会召开前的一定日期将其股票交存公司，以使公司确认其股东身份，方能在股东大会上行使表决权。如果股东持有的是记名股票，记载在公司股东名册上的股东才享有表决权。 |
| 9. | Concretely speaking , the stock of listed company , because of its existence free of paper and the electrical trade style , should be registered at the stock exchange and on the register of members ; to the stocks of non - listed company , if they are order stocks , they should be transferred to the pledger with endorsement and also be registered on the register members ; if non - order stocks , they should be transferred to the pledger directly . another one is how t o optimize the register member . the third part expounds the legal effects
因此对有限公司股权质押而言，应移转股单于质权人占有；对股份公司股票因其是否上市而不同，对上市公司股票因其存在形式的无纸化及交易的电子化而且是记名性股票，所以需要在法定的证券交易场所和公司股东名册上进行设质登记；对于非上市公司的股票因其以纸面形式存在，如果是记名股票则需要在股票上进行背书并移转于质权人占有，以及在公司股东名册上进行质押登记；如是无记名股票，则需在证券交易所将股票交付质权人占有。 |
