| 1. | Administer bond dealers trading on gtsm
柜台买卖债券自营商之管理。 |
| 2. | Government securities primary dealer system
国债一级自营商制度 |
| 3. | Rcmm registered competitive market maker
注册的竞争市场自营商 |
| 4. | Ans negotiation through dealer : monday friday , 9 : 00 15 : 00
一自营商营业处所议价：周一至周五9 : 0015 : 00 |
| 5. | The same individual or firm may function , at different times , either as broker or dealer
在不同时期，同一个人或公司可能会分别充当经纪商或自营商的角色。 |
| 6. | The dealers profit or loss is the difference between the price paid andthe price received for the same security
自营商的利润或损失来自于同一证券的买卖价差。 |
| 7. | Q6 . what are the types of transaction ? ans large amount trading over 100 , 000 shares through negotiation with the dealer
一与自营商在其营业处所为大额每笔成交股数为十万股以上者之议价买卖。 |
| 8. | Article 24 a stock exchange shall , at designated locations , provide the public with information regarding the finance and business of each listed company , and of its members , securities brokers or securities dealers
第24条证券交易所应于一定处所备置各上市公司及其会员或证券经纪商、证券自营商之财务业务资料，以供公众阅览。 |
| 9. | A stock exchange shall conduct a special investigation in case that any of the members , securities brokers and securities dealers fail to fulfill the delivery obligation and shall guide the successor securities firm to take over its settlement affairs
会员或证券经纪商、证券自营商不能履行交付义务时，证券交易所应即为专案检查，并督导代办证券商接办其交割事务。 |
| 10. | 4 low capital mobilization cost : government bonds could always be collateralized , or used to raise capital by rp rs trading with bond dealers . the borrowing rate usually is lower than the bank and the procedure is easier
四资金调度成本低：随时可以政府公债抵押，利用附条件交易方式向债券自营商取得资金周转，其利率通常较向银行贷款低，又不影响持券人之债息收入，手续亦简便。 |
