| 1. | Securities operation trust 证券经营信托 |
| 2. | This sort of dispute makes it difficult to define the rights and duties of securities institutions 这使得证券经营机构的权利义务界定处于不确定状态。 |
| 3. | Securities company specializes in the operation of securities , which originates in the development of the capital market 证券公司作为专门从事证券经营业务的机构是资本市场发展的必然产物。 |
| 4. | No insurance company may use its funds to set up any security operation organization or enterprise irrelevant to insurance 保险公司的资金不得用于设立证券经营机构,不得用于设立保险业以外的企业。 |
| 5. | The funds of an insurance company shall not be applied to the establishment of any entity to trade bonds or securities or investment in enterprises 保险公司的资金不得用于设立证券经营机构和向企业投资。 |
| 6. | If the company offers new shares to the public , such share offer shall be underwritten by a lawfully established securities underwriter , and the company shall execute an underwriting agreement therewith 公司向社会公开发行新股,应当由依法设立的证券经营机构承销,签订承销协议。 |
| 7. | Article 89 the sponsors ' share offer to the public shall be underwritten by a securities underwriter established in accordance with the law , and an underwriting agreement shall be executed 第八十九条:发起人向社会公开募集股份,应当由依法设立的证券经营机构承销,签订承销协议。 |
| 8. | Article 89 the sponsors ' share offer to the public shall be underwritten by a securities underwriter established in accordance with the law , and an underwriting agreement shall be executed 第八十九条:发起人向社会公开募集股份,应当由依法设立的证券经营机构承销,签订承销协议。 |
| 9. | Investors securities operators handled the sale and purchase orders , according to information will be immediately sent to the stock exchange of time sequence of mainframe and open declaration of bidding 证券经营机构受理投资者的买卖委托后,应即刻将信息按时间先后顺序传送到交易所主机,公开申报竞价。 |
| 10. | Article 118 for purposes of this law , " a securities firm " means a limited liability company or a company limited by shares which , pursuant to the provisions of the company law and the preceding article , is established with approval to engage in securities business 第一百一十八条本法所称证券公司是指依照公司法规定和依前条规定批准的从事证券经营业务的有限责任公司或者股份有限公司。 |