| 1. | Consultation paper on the regulatory framework for addressing analyst conflicts of interest
关于处理分析员利益冲突的监管架构的谘询文件 |
| 2. | The regulatory regime for authorized institutions securities business was also developed
此外，金管局亦于年内拟定认可机构证券业务的监管架构。 |
| 3. | Dr hon kwok ka - ki raised a question on " reorganization plan for food safety regulatory framework "
郭家麒议员就"重组食物安全监管架构的计划"提出质询。 |
| 4. | Banks have been engaging in securities business in the capacity of " exempt dealers " under the existing regulatory regime
根据现有的监管架构，银行是以获豁免交易商的身份参与证券业务。 |
| 5. | Maintaining an effective and transparent regulatory regime of international standard to ensure the quality of our market
继续提供有效率、具透明度和符合国际标准的监管架构，保证市场质素； |
| 6. | Setting out key matters for relevant individuals engaged in securities - related activities under the new supervisory framework
列载在新的监管架构下，从事证券业务的认可机构员工应注意的重要事项。 |
| 7. | In 2004 the hkma continued its efforts to develop the supervisory framework for the prevention of money laundering and terrorist financing
金管局在2004年继续致力发展防止清洗黑钱及恐怖分子筹资活动的监管架构。 |
