| 1. | Research on the civil liability for stock underauthors ' false statement
证券承销商虚假陈述民事责任研究 |
| 2. | 3 securities underwriting business ; and
三证券承销业务 |
| 3. | Underwriting of securities
证券承销 |
| 4. | Securities sales business take the form of sale on a commission basis or exclusive sales
证券承销业务采取代销或者包销方式。 |
| 5. | No security company shall solicit business of underwriting by means of unfair competition
证券公司不得以不正当竞争手段招揽证券承销业务。 |
| 6. | Securities firms may not solicit securities underwriting business by means of unfair competition
证券公司不得以不正当竞争手段招揽证券承销业务。 |
| 7. | Article 22 . an issuer who publicly issues securities has the right to select an underwriting securities company . securities companies shall not procure the underwriting business with improper means of competition
第二十二条公开发行证券的发行人有权依法自主选择承销的证券公司。证券公司不得以不正当竞争手段招揽证券承销业务。 |
| 8. | Also , the problem with pushing clients up the chain is that the first link - up tends to be fixed - income underwriting , a business jp morgan is not struggling with as badly as it is with equities and mergers and acquisitions
另外，提升客户在食物链上的位置所产生问题是，同客户的第一步联系往往是固定收益证券承销，而摩根大通在这项业务上的状况并不像在股票和并购业务上那样糟糕。 |
| 9. | The third chapter discusses the subject responsible for false statement in issuing securities , from issuers , sponsors , listed companies , securities underwriters , professional public intermediary organizations to persons responsible in involved units
第三章承担证券发行虚假陈述民事责任的主体。主体有发行人、发起人、上市公司；证券承销商；专业中介机构；有关单位负有责任人员。 |
| 10. | Chapter 3 , guided by the basic theory of civil compensation for misrepresentation tort damages , deals with those who have caused damage to investors and shall be liable to pay compensation , including the issuer , the underwriter , directors and certified accountants for the wrong committed by them
第三部分：以虚假陈述民事侵权损害赔偿基本理论为指导，具体分析了证券市场不同主体，包括发行人、证券承销商、董事、注册会计师等的过错责任承担。 |
